COMPLIANCE OFFICER

SUMMARY

The Compliance Officer will be responsible for all Hong Kong AML/CFT regulatory requirements to ensure adherence to compliance, risk and internal audit processes and adopt a proactive approach to maintaining Rhone’s risk framework.

JOB DESCRIPTION

• To manage and drive the compliance function of the Hong Kong office in conjunction with the Rhone group`s head of compliance to ensure that Rhone`s policies and procedures meet local regulatory requirements.
• Provide monitoring of payment transactions including payment approvals.
• Perform or approve customer due diligence screenings for new business relationships and ongoing monitoring
• Responsible for regulatory filings and engagement with Companies Registry or any other regulatory body.
• Responsible for handling internal or external compliance audits and gap analysis and addressing audit issues.
• Manage annual AML Staff Training to the Board of Directors and any other nominated personnel of Rhone or any affiliates of the Rhone Group
• Present a quarterly anti-money laundering compliance report to the Board of Directors, addressing whether the trust company is and has adequately been addressing money

REQUIREMENTS

• Graduate degree and/or more than three years experience in a compliance function in Hong Kong
• Fluency in English
• Very good knowledge of MS Office tools
• Ability to work independently
• Ability to liaise with various team members across different time zones

ADDITIONAL INFORMATION

• Location: Hong Kong
• Start date: As soon as possible